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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,691-1,700 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/03/2017D/AIndefinite$79,220,000
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL INVESTORS LTD145621003/15/2012D/AIndefinite$78,784,006
UBS FINANCIAL SERVICES INC.8174CCI HEALTHCARE PARTNERS, L.P.118085305/10/2012D/AIndefinite$78,690,928
UBS FINANCIAL SERVICES INC.8174Crestline ERISA Fund, Ltd.144706803/07/2012D/AIndefinite$78,629,713
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Masters LLC94789512/01/2011D/AIndefinite$77,831,962
UBS FINANCIAL SERVICES INC.8174UBS EQUITY OPPORTUNITY FUND, L.L.C.113168212/02/2009D/AIndefinite$77,515,354
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713806/30/2014D/AIndefinite$77,385,119
UBS FINANCIAL SERVICES INC.8174Carlyle Cardinal Ireland Dollar Feeder, L.P.158776505/20/2014D/AIndefinite$76,825,000
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713803/15/2012D/AIndefinite$76,735,120
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713806/28/2012D/AIndefinite$76,735,120

2,156 Results

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