Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 1,681-1,690 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174III Global Ltd.146971902/20/2015D/AIndefinite$81,640,201
UBS FINANCIAL SERVICES INC.8174III Global Ltd.146971902/22/2016D/AIndefinite$81,640,201
UBS FINANCIAL SERVICES INC.8174III Global Ltd.146971902/22/2017D/AIndefinite$81,640,201
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922305/22/2015D/AIndefinite$81,407,302
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922307/16/2015D/AIndefinite$81,407,302
UBS FINANCIAL SERVICES INC.8174Braeside Capital, L.P.130040701/13/2014D/AIndefinite$81,000,343
UBS FINANCIAL SERVICES INC.8174AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946801/28/2021D/AIndefinite$80,613,740
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage II, L.L.C.147683512/02/2010D/AIndefinite$80,480,000
UBS FINANCIAL SERVICES INC.8174BROOKFIELD GLOBAL LISTED INFRASTRUCTURE PARTNERS LP155397207/15/2015D/AIndefinite$79,420,048
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/03/2016D/AIndefinite$79,220,000

2,156 Results

Display: