Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Sola I 2 | 1816118 | 06/30/2021 | D/A | Indefinite | $82,869,548 |
| UBS FINANCIAL SERVICES INC. | 8174 | A&Q Global Diversified Strategies Fund Ltd | 1529223 | 07/18/2016 | D/A | Indefinite | $82,359,081 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR Global Impact Fund (iCapital), L.P. | 1750849 | 08/22/2019 | D/A | Indefinite | $82,340,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | O'Connor Fund of Funds: Global Diversified Strategies LLC | 1521518 | 07/12/2012 | D/A | Indefinite | $82,115,929 |
| UBS FINANCIAL SERVICES INC. | 8174 | AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P. | 1779468 | 05/06/2021 | D/A | Indefinite | $82,030,740 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Global Ltd. | 1469719 | 09/15/2010 | D/A | Indefinite | $81,640,201 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Global Ltd. | 1469719 | 10/28/2011 | D/A | Indefinite | $81,640,201 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Global Ltd. | 1469719 | 03/06/2012 | D/A | Indefinite | $81,640,201 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Global Ltd. | 1469719 | 03/06/2013 | D/A | Indefinite | $81,640,201 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Global Ltd. | 1469719 | 02/20/2014 | D/A | Indefinite | $81,640,201 |