Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,661-1,670 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	BROOKFIELD GLOBAL LISTED INFRASTRUCTURE PARTNERS LP	1553972	03/23/2016	D/A	Indefinite	$85,058,048
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	01/11/2013	D/A	Indefinite	$84,981,296
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/20/2018	D/A	Indefinite	$84,854,112
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	01/19/2012	D/A	Indefinite	$84,412,891
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	09/09/2021	D/A	Indefinite	$84,298,740
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	09/06/2011	D/A	Indefinite	$83,862,586
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	08/12/2021	D/A	Indefinite	$83,610,740
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	01/28/2021	D/A	Indefinite	$83,123,630
UBS FINANCIAL SERVICES INC.	8174	Sola I 2	1816118	06/29/2022	D/A	Indefinite	$82,959,548
UBS FINANCIAL SERVICES INC.	8174	Sola I 2	1816118	06/29/2023	D/A	Indefinite	$82,959,548