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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,651-1,660 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489703/03/2017D/AIndefinite$90,400,000
UBS FINANCIAL SERVICES INC.8174AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946811/12/2021D/AIndefinite$90,333,740
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Masters LLC94789511/30/2012D/AIndefinite$89,831,962
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489703/07/2014D/AIndefinite$89,600,000
UBS FINANCIAL SERVICES INC.8174NB Crossroads 2010 Fund - A Asset Allocation LP149090106/10/2011D/AIndefinite$89,275,000
UBS FINANCIAL SERVICES INC.8174Crestline Offshore Fund, Ltd.116258506/22/2015D/AIndefinite$89,057,821
UBS FINANCIAL SERVICES INC.8174BROOKFIELD GLOBAL LISTED INFRASTRUCTURE PARTNERS LP155397203/24/2017D/AIndefinite$88,609,208
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/05/2018D/AIndefinite$88,211,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489703/08/2013D/AIndefinite$87,700,000
UBS FINANCIAL SERVICES INC.8174LCM Partners Fund L.P.138534402/02/2012D/AIndefinite$85,564,980

2,156 Results

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