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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,631-1,640 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174TERRAPIN LEGENDS FUND LP145672906/28/2013D/AIndefinite$95,423,004
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha II Ltd150231505/22/2017D/AIndefinite$95,083,502
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346210/23/2020D/AIndefinite$94,949,745
UBS FINANCIAL SERVICES INC.8174Morgan Stanley AIP Seventh Street Fund LP135519109/03/2015D/AIndefinite$94,879,420
UBS FINANCIAL SERVICES INC.8174Morgan Stanley AIP Seventh Street Fund LP135519109/02/2016D/AIndefinite$94,879,420
UBS FINANCIAL SERVICES INC.8174Crestline ERISA Fund, Ltd.144706806/20/2012D/AIndefinite$94,629,713
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/05/2019D/AIndefinite$94,157,000
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/05/2020D/AIndefinite$94,157,000
UBS FINANCIAL SERVICES INC.8174Morgan Stanley Opportunistic Cayman Fund SPC137636709/04/2014D/AIndefinite$94,085,470
UBS FINANCIAL SERVICES INC.8174TERRAPIN LEGENDS FUND LP145672903/16/2011D/AIndefinite$93,798,004

2,156 Results

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