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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,611-1,620 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Braeside Capital, L.P.130040712/29/2017D/AIndefinite$99,126,193
UBS FINANCIAL SERVICES INC.8174UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II LLC140714903/11/2009D/AIndefinite$99,113,842
UBS FINANCIAL SERVICES INC.8174Braeside Capital, L.P.130040701/10/2017D/AIndefinite$98,996,317
UBS FINANCIAL SERVICES INC.8174MPM ONCOLOGY INNOVATIONS FUND LP171996002/26/2020D/A$98,879,004$98,879,004
UBS FINANCIAL SERVICES INC.8174LyonRoss Partners Fund L.P.138534401/29/2013D/AIndefinite$98,344,980
UBS FINANCIAL SERVICES INC.8174Braeside Capital, L.P.130040701/12/2016D/AIndefinite$97,407,317
UBS FINANCIAL SERVICES INC.8174Riverview Seventh Street Fund LP135519108/31/2018D/AIndefinite$97,323,236
UBS FINANCIAL SERVICES INC.8174Riverview Seventh Street Fund LP135519108/30/2019D/AIndefinite$97,323,236
UBS FINANCIAL SERVICES INC.8174Riverview Seventh Street Fund LP135519108/28/2020D/AIndefinite$97,323,236
UBS FINANCIAL SERVICES INC.8174Riverview Seventh Street Fund LP135519108/27/2021D/AIndefinite$97,323,236

2,156 Results

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