Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,601-1,610 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LyonRoss Partners Fund L.P.	1385344	01/24/2014	D/A	Indefinite	$100,944,980
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	12/27/2018	D/A	Indefinite	$100,445,460
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/12/2023	D/A	Indefinite	$100,285,851
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Liquid Markets Fund II-Private Investors L P	1293727	04/30/2015	D/A	Indefinite	$100,000,000
UBS FINANCIAL SERVICES INC.	8174	Riverview Liquid Markets Fund II - Private Investors LP	1293727	03/28/2016	D/A	Indefinite	$100,000,000
UBS FINANCIAL SERVICES INC.	8174	Riverview Liquid Markets Fund II - Private Investors LP	1293727	03/28/2017	D/A	Indefinite	$100,000,000
UBS FINANCIAL SERVICES INC.	8174	LPP Linden, L.P.	1539277	05/12/2014	D/A	Indefinite	$100,000,000
UBS FINANCIAL SERVICES INC.	8174	LPP Linden, L.P.	1539277	05/12/2015	D/A	Indefinite	$100,000,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	07/17/2017	D/A	Indefinite	$99,386,944
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	03/15/2011	D/A	$0	$99,259,876