Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,591-1,600 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/27/2021	D/A	Indefinite	$101,535,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/26/2022	D/A	Indefinite	$101,535,470
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies LLC	1521518	07/12/2013	D/A	Indefinite	$101,485,929
UBS FINANCIAL SERVICES INC.	8174	LyonRoss Partners Fund L.P.	1385344	01/26/2015	D/A	Indefinite	$101,444,980
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Opportunistic Cayman Fund SPC	1376367	09/02/2016	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	09/01/2017	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/31/2018	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/30/2019	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/28/2020	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	02/10/2022	D/A	Indefinite	$101,298,620