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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,591-1,600 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Cayman Fund SPC137636708/27/2021D/AIndefinite$101,535,470
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Cayman Fund SPC137636708/26/2022D/AIndefinite$101,535,470
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Global Diversified Strategies LLC152151807/12/2013D/AIndefinite$101,485,929
UBS FINANCIAL SERVICES INC.8174LyonRoss Partners Fund L.P.138534401/26/2015D/AIndefinite$101,444,980
UBS FINANCIAL SERVICES INC.8174Morgan Stanley Opportunistic Cayman Fund SPC137636709/02/2016D/AIndefinite$101,335,470
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Cayman Fund SPC137636709/01/2017D/AIndefinite$101,335,470
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Cayman Fund SPC137636708/31/2018D/AIndefinite$101,335,470
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Cayman Fund SPC137636708/30/2019D/AIndefinite$101,335,470
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Cayman Fund SPC137636708/28/2020D/AIndefinite$101,335,470
UBS FINANCIAL SERVICES INC.8174AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946802/10/2022D/AIndefinite$101,298,620

2,156 Results

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