Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,581-1,590 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Crestline Plus, L.P.	1200426	03/05/2010	D/A	Indefinite	$103,086,782
UBS FINANCIAL SERVICES INC.	8174	LyonRoss Partners Fund L.P.	1385344	01/28/2016	D/A	Indefinite	$103,069,980
UBS FINANCIAL SERVICES INC.	8174	LyonRoss Partners Fund L.P.	1385344	01/24/2017	D/A	Indefinite	$103,069,980
UBS FINANCIAL SERVICES INC.	8174	LyonRoss Partners Fund L.P.	1385344	01/18/2018	D/A	Indefinite	$103,069,980
UBS FINANCIAL SERVICES INC.	8174	CORSAIR SELECT LP	1456208	03/15/2011	D/A	Indefinite	$102,774,044
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	05/29/2019	D/A	Indefinite	$102,621,220
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	11/15/2011	D/A	Indefinite	$102,036,811
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	05/22/2018	D/A	Indefinite	$101,791,220
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	03/01/2019	D/A	Indefinite	$101,791,220
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/11/2012	D/A	Indefinite	$101,565,081