Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 1,541-1,550 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	09/09/2021	D/A	Indefinite	$114,240,091
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	08/12/2021	D/A	Indefinite	$113,220,091
UBS FINANCIAL SERVICES INC.	8174	Cortex Global Fund, LP	1574664	04/06/2015	D/A	Indefinite	$112,160,593
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/13/2014	D/A	Indefinite	$111,773,535
UBS FINANCIAL SERVICES INC.	8174	A&Q Neutral Alpha Strategies Ltd	1276988	12/17/2018	D/A	Indefinite	$110,669,871
UBS FINANCIAL SERVICES INC.	8174	CCI HEALTHCARE PARTNERS, L.P.	1180853	05/12/2014	D/A	Indefinite	$110,630,928
UBS FINANCIAL SERVICES INC.	8174	Cortex Global Fund, LP	1574664	04/17/2014	D/A	Indefinite	$110,556,817
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	03/03/2015	D/A	Indefinite	$110,508,934
UBS FINANCIAL SERVICES INC.	8174	Ellington Private Opportunities Partners II LP	1743897	06/12/2019	D/A	Indefinite	$109,950,000
UBS FINANCIAL SERVICES INC.	8174	BROOKFIELD GLOBAL LISTED INFRASTRUCTURE OFFSHORE FUND	1553971	03/23/2016	D/A	Indefinite	$109,051,222