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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,531-1,540 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.159394307/15/2014D/AIndefinite$115,599,000
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002809/13/2012D/AIndefinite$115,042,115
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002812/12/2012D/AIndefinite$115,042,115
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002812/12/2013D/AIndefinite$115,042,115
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002805/30/2012D/AIndefinite$114,988,115
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002812/01/2011D/AIndefinite$114,823,092
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002802/24/2012D/AIndefinite$114,823,092
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002809/14/2011D/AIndefinite$114,623,092
UBS FINANCIAL SERVICES INC.8174SHEFFIELD PARTNERS L P122190303/09/2018D/AIndefinite$114,501,802
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002806/16/2011D/AIndefinite$114,479,628

2,156 Results

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