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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,521-1,530 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage II, L.L.C.147683508/09/2013D/AIndefinite$119,280,300
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489702/28/2018D/AIndefinite$119,200,000
UBS FINANCIAL SERVICES INC.8174AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946811/10/2022D/AIndefinite$118,980,220
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund LLC152151805/22/2014D/AIndefinite$118,956,929
UBS FINANCIAL SERVICES INC.8174Gargoyle Hedged Value QP Fund L P130870004/27/2017D/AIndefinite$117,946,270
UBS FINANCIAL SERVICES INC.8174Braeside Capital II, L.P.150156101/11/2013D/AIndefinite$116,805,076
UBS FINANCIAL SERVICES INC.8174Braeside Capital, L.P.130040709/07/2010D/AIndefinite$116,687,950
UBS FINANCIAL SERVICES INC.8174AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946808/11/2022D/AIndefinite$116,640,220
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397303/14/2013D/AIndefinite$116,327,769
UBS FINANCIAL SERVICES INC.8174AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC176700611/12/2021D/AIndefinite$115,760,864

2,156 Results

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