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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,501-1,510 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Stelliam Fund II LP159783408/21/2015D/AIndefinite$126,310,000
UBS FINANCIAL SERVICES INC.8174Legion Strategies, Ltd.154795304/22/2015D/AIndefinite$126,073,322
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489702/26/2019D/AIndefinite$124,700,000
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422109/25/2020D/AIndefinite$123,746,160
UBS FINANCIAL SERVICES INC.8174Crestline Opportunity Partners, L.P.135918603/05/2010D/AIndefinite$123,631,359
UBS FINANCIAL SERVICES INC.8174Portfolio Advisors Private Equity Fund 2017, L.P.172145607/30/2018D/AIndefinite$123,530,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489702/25/2020D/AIndefinite$123,500,000
UBS FINANCIAL SERVICES INC.8174VOYAGER PARTNERS L P103808802/11/2022D/AIndefinite$123,077,173
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489702/23/2021D/AIndefinite$123,000,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Fund LP140489702/17/2023D/AIndefinite$122,800,000

2,156 Results

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