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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,481-1,490 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174RANGER MULTI-STRATEGY LTD139610512/17/2014D/AIndefinite$133,799,938
UBS FINANCIAL SERVICES INC.8174RANGER MULTI-STRATEGY LTD139610504/01/2015D/AIndefinite$133,799,938
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Fund, L.P.164092006/23/2017D/AIndefinite$133,437,099
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Fund, L.P.164092006/23/2017D/AIndefinite$133,437,099
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269203/16/2010D/AIndefinite$133,192,319
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002812/20/2018D/AIndefinite$131,468,939
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002812/23/2019D/AIndefinite$131,468,939
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/15/2013D/AIndefinite$131,404,044
UBS FINANCIAL SERVICES INC.8174III Fund Ltd.146972009/15/2010D/AIndefinite$131,287,526
UBS FINANCIAL SERVICES INC.8174Stelliam Fund II LP159783408/18/2017D/AIndefinite$131,210,000

2,156 Results

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