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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,471-1,480 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174III Fund Ltd.146972010/28/2011D/AIndefinite$135,651,765
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE FUND LTD135721003/14/2014D/AIndefinite$135,610,604
UBS FINANCIAL SERVICES INC.8174Braeside Capital, L.P.130040712/27/2019D/AIndefinite$134,573,758
UBS FINANCIAL SERVICES INC.8174Braeside Capital, L.P.130040712/28/2020D/AIndefinite$134,573,758
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund, Ltd.127883710/26/2017D/AIndefinite$134,520,661
UBS FINANCIAL SERVICES INC.8174AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC176700602/10/2022D/AIndefinite$134,207,037
UBS FINANCIAL SERVICES INC.8174Gargoyle Hedged Value QP Fund L P130870004/26/2016D/AIndefinite$134,170,264
UBS FINANCIAL SERVICES INC.8174Gargoyle Hedged Value QP Fund L P130870004/28/2016D/AIndefinite$134,170,264
UBS FINANCIAL SERVICES INC.8174CCI HEALTHCARE PARTNERS, L.P.118085305/12/2015D/AIndefinite$133,910,928
UBS FINANCIAL SERVICES INC.8174RANGER MULTI-STRATEGY LTD139610503/16/2016D/AIndefinite$133,856,055

2,156 Results

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