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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,441-1,450 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Pension Fund Ltd.146002812/18/2017D/AIndefinite$149,642,115
UBS FINANCIAL SERVICES INC.8174UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II LLC140714903/11/2009D/AIndefinite$149,465,158
UBS FINANCIAL SERVICES INC.8174UBS TECHNOLOGY PARTNERS, L.L.C.128177112/02/2009D/AIndefinite$149,458,344
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund III - Property, LP165479201/12/2016D/AIndefinite$148,721,000
UBS FINANCIAL SERVICES INC.8174AIS FUTURES FUND IV LP102345303/18/2011D/AIndefinite$148,689,027
UBS FINANCIAL SERVICES INC.8174Third Point Ultra Onshore LP175197703/12/2021D/AIndefinite$146,931,952
UBS FINANCIAL SERVICES INC.8174TCV XII (B), L.P.191202106/12/2023D/AIndefinite$146,485,000
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152903/15/2012D/AIndefinite$146,473,664
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL INVESTORS LTD145621003/17/2014D/AIndefinite$145,872,522
UBS FINANCIAL SERVICES INC.8174Crestline Offshore Fund, Ltd.116258506/20/2014D/AIndefinite$144,218,295

2,156 Results

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