Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,431-1,440 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/16/2015	D/A	Indefinite	$151,899,994
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	03/01/2019	D/A	Indefinite	$151,547,345
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/16/2015	D/A	Indefinite	$151,431,929
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	03/15/2011	D/A	Indefinite	$151,306,934
UBS FINANCIAL SERVICES INC.	8174	Stelliam Offshore Fund II, Ltd.	1597833	07/09/2015	D/A	Indefinite	$150,690,585
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	04/27/2015	D/A	Indefinite	$150,237,472
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	04/27/2015	D/A	Indefinite	$150,237,472
UBS FINANCIAL SERVICES INC.	8174	AIS FUTURES FUND IV LP	1023453	03/06/2012	D/A	Indefinite	$149,963,677
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	12/02/2009	D/A	Indefinite	$149,915,158
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	05/22/2015	D/A	Indefinite	$149,681,929