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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,421-1,430 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AIS FUTURES FUND IV LP102345312/03/2013D/AIndefinite$154,055,440
UBS FINANCIAL SERVICES INC.8174AIS FUTURES FUND IV LP102345303/06/2013D/AIndefinite$153,642,439
UBS FINANCIAL SERVICES INC.8174SHEFFIELD PARTNERS L P122190303/11/2019D/AIndefinite$153,574,709
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha WM II LLC166396402/13/2018D/AIndefinite$153,217,031
UBS FINANCIAL SERVICES INC.8174Braeside Capital II, L.P.150156101/12/2016D/AIndefinite$153,079,754
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269212/23/2019D/AIndefinite$152,804,456
UBS FINANCIAL SERVICES INC.8174MacKay Municipal New York Opportunities Fund, LP168503009/26/2019D/AIndefinite$152,648,732
UBS FINANCIAL SERVICES INC.8174UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714909/12/2012D/AIndefinite$152,411,995
UBS FINANCIAL SERVICES INC.8174Braeside Capital II, L.P.150156101/12/2015D/AIndefinite$152,384,587
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Offshore Fund, Ltd.152219403/17/2017D/AIndefinite$152,222,748

2,156 Results

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