Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 11/30/2020 | D/A | Indefinite | $155,177,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/01/2017 | D/A | Indefinite | $155,147,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 11/30/2018 | D/A | Indefinite | $155,147,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 11/29/2019 | D/A | Indefinite | $155,147,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/02/2016 | D/A | Indefinite | $155,132,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/03/2015 | D/A | Indefinite | $155,107,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/03/2014 | D/A | Indefinite | $155,105,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | A&Q Global Diversified Strategies Fund LLC | 1521518 | 07/18/2016 | D/A | Indefinite | $154,731,929 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Offshore Diversified Arbitrage Fund Ltd. | 1216470 | 12/23/2019 | D/A | Indefinite | $154,410,128 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Offshore Diversified Arbitrage Fund Ltd. | 1216470 | 12/28/2020 | D/A | Indefinite | $154,410,128 |