Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Braeside Capital II, L.P. | 1501561 | 01/10/2017 | D/A | Indefinite | $157,387,404 |
| UBS FINANCIAL SERVICES INC. | 8174 | Dollar Senior Loan Offshore Fund, Ltd. | 1592923 | 03/24/2017 | D/A | Indefinite | $156,288,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/12/2022 | D/A | Indefinite | $156,283,457 |
| UBS FINANCIAL SERVICES INC. | 8174 | Halcyon Solutions Fund US LP | 1679890 | 07/25/2017 | D/A | Indefinite | $156,182,813 |
| UBS FINANCIAL SERVICES INC. | 8174 | AQR Delphi Long-Short Equity Fund, L.P. | 1524221 | 11/25/2020 | D/A | Indefinite | $156,126,160 |
| UBS FINANCIAL SERVICES INC. | 8174 | BELVEDERE CAPITAL FUND CO LLC | 1035602 | 03/09/2021 | D/A | Indefinite | $155,706,822 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD PARTNERS L P | 1221903 | 03/11/2020 | D/A | Indefinite | $155,618,487 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD PARTNERS L P | 1221903 | 03/11/2021 | D/A | Indefinite | $155,618,487 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/01/2021 | D/A | Indefinite | $155,217,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/06/2022 | D/A | Indefinite | $155,217,440 |