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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,391-1,400 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647012/12/2013D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647012/12/2014D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647012/14/2015D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647012/15/2016D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647012/18/2017D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174SHEFFIELD PARTNERS L P122190303/11/2022D/AIndefinite$158,868,487
UBS FINANCIAL SERVICES INC.8174UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714909/11/2013D/AIndefinite$158,061,995
UBS FINANCIAL SERVICES INC.8174Stelliam Offshore Fund II, Ltd.159783307/08/2016D/AIndefinite$158,040,585
UBS FINANCIAL SERVICES INC.8174VOYAGER PARTNERS L P103808802/14/2020D/AIndefinite$157,534,646
UBS FINANCIAL SERVICES INC.8174VOYAGER PARTNERS L P103808802/12/2021D/AIndefinite$157,534,646

2,156 Results

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