Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 1,381-1,390 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714901/28/2014D/AIndefinite$161,011,995
UBS FINANCIAL SERVICES INC.8174Braeside Capital II, L.P.150156112/29/2017D/AIndefinite$160,713,985
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.159394308/14/2014D/AIndefinite$160,209,000
UBS FINANCIAL SERVICES INC.8174SHEFFIELD PARTNERS L P122190303/10/2023D/AIndefinite$159,810,087
UBS FINANCIAL SERVICES INC.8174Alkeon Innovation Offshore Fund II, LP183800606/10/2021D/AIndefinite$159,117,500
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647003/16/2010D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647003/15/2011D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647009/14/2011D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647012/01/2011D/AIndefinite$158,974,778
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund Ltd.121647012/12/2012D/AIndefinite$158,974,778

2,156 Results

Display: