Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,361-1,370 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/19/2019	D/A	Indefinite	$165,662,748
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/19/2018	D/A	Indefinite	$165,612,748
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	11/17/2015	D/A	Indefinite	$164,615,270
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	05/12/2022	D/A	Indefinite	$164,125,981
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	07/18/2017	D/A	Indefinite	$163,869,928
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	07/18/2018	D/A	Indefinite	$163,869,928
UBS FINANCIAL SERVICES INC.	8174	VOYAGER PARTNERS L P	1038088	02/17/2017	D/A	Indefinite	$163,596,371
UBS FINANCIAL SERVICES INC.	8174	VOYAGER PARTNERS L P	1038088	02/16/2018	D/A	Indefinite	$163,596,371
UBS FINANCIAL SERVICES INC.	8174	VOYAGER PARTNERS L P	1038088	02/15/2019	D/A	Indefinite	$163,596,371
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/14/2014	D/A	Indefinite	$163,561,995