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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,351-1,360 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422101/28/2021D/AIndefinite$168,879,334
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners II, LP149617407/08/2011D/AIndefinite$167,371,163
UBS FINANCIAL SERVICES INC.8174Braeside Capital II, L.P.150156112/27/2018D/AIndefinite$167,193,024
UBS FINANCIAL SERVICES INC.8174UBS TECHNOLOGY PARTNERS, L.L.C.128177112/02/2010D/AIndefinite$166,949,738
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund LP145800408/16/2013D/AIndefinite$166,729,880
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714904/16/2015D/AIndefinite$166,361,994
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha WM II LLC166396402/13/2020D/AIndefinite$165,925,444
UBS FINANCIAL SERVICES INC.8174III Fund Ltd.146972003/06/2013D/AIndefinite$165,875,321
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Offshore Fund, Ltd.152219403/11/2020D/AIndefinite$165,762,748
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Offshore Fund, Ltd.152219403/12/2021D/AIndefinite$165,762,748

2,156 Results

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