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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,341-1,350 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL INVESTORS LTD145621003/17/2016D/AIndefinite$172,336,558
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL INVESTORS LTD145621003/31/2016D/AIndefinite$172,336,558
UBS FINANCIAL SERVICES INC.8174Old Kings Capital, L.P.147695601/23/2013D/AIndefinite$172,219,203
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346210/22/2021D/AIndefinite$172,094,561
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL INVESTORS LTD145621003/17/2015D/AIndefinite$171,836,558
UBS FINANCIAL SERVICES INC.8174AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC176700608/11/2022D/AIndefinite$171,295,981
UBS FINANCIAL SERVICES INC.8174Manikay Offshore Fund, Ltd.145489207/14/2017D/AIndefinite$170,797,237
UBS FINANCIAL SERVICES INC.8174Crestline Partners, L.P.106133506/20/2013D/AIndefinite$169,870,720
UBS FINANCIAL SERVICES INC.8174III Fund Ltd.146972002/20/2014D/AIndefinite$169,834,136
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL LP117806303/16/2010D/AIndefinite$169,681,151

2,156 Results

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