Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,321-1,330 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	05/29/2019	D/A	Indefinite	$177,442,634
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	07/11/2022	D/A	Indefinite	$177,147,404
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	12/28/2021	D/A	Indefinite	$177,128,817
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund LP	1458004	08/16/2019	D/A	Indefinite	$177,000,000
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund LP	1458004	08/14/2020	D/A	Indefinite	$177,000,000
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	05/06/2021	D/A	Indefinite	$176,464,334
UBS FINANCIAL SERVICES INC.	8174	Crestline Partners, L.P.	1061335	06/20/2012	D/A	Indefinite	$175,850,968
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Property, LP	1654792	03/14/2016	D/A	Indefinite	$175,647,000
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	12/28/2020	D/A	Indefinite	$174,844,230
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	12/27/2019	D/A	Indefinite	$174,131,233