Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 1,311-1,320 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	02/09/2023	D/A	Indefinite	$182,499,481
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	09/09/2021	D/A	Indefinite	$182,231,334
UBS FINANCIAL SERVICES INC.	8174	CORSAIR SELECT LP	1456208	03/17/2014	D/A	Indefinite	$181,825,836
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/21/2022	D/A	Indefinite	$181,422,431
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	09/14/2011	D/A	Indefinite	$180,960,824
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/01/2011	D/A	Indefinite	$180,960,824
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	08/13/2021	D/A	Indefinite	$180,766,334
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth RJ Partners, LP	1501156	09/21/2015	D/A	Indefinite	$179,841,979
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.	1593943	09/12/2014	D/A	Indefinite	$178,609,000
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	11/10/2022	D/A	Indefinite	$177,618,481