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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,291-1,300 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152904/13/2012D/AIndefinite$191,048,664
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL LP117806303/16/2011D/AIndefinite$190,456,892
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922307/19/2019D/AIndefinite$190,369,928
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/17/2020D/AIndefinite$190,150,001
UBS FINANCIAL SERVICES INC.8174AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC176700605/11/2023D/AIndefinite$190,024,481
UBS FINANCIAL SERVICES INC.8174Manikay Offshore Fund, Ltd.145489207/11/2018D/AIndefinite$189,609,237
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund, Ltd.127883710/26/2018D/AIndefinite$188,162,907
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422111/12/2021D/AIndefinite$187,671,334
UBS FINANCIAL SERVICES INC.8174Legion Strategies, Ltd.154795304/21/2017D/AIndefinite$185,573,322
UBS FINANCIAL SERVICES INC.8174Legion Strategies, Ltd.154795304/22/2016D/AIndefinite$185,473,322

2,156 Results

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