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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,271-1,280 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269212/28/2020D/AIndefinite$198,561,922
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Technology LLC128177111/27/2013D/AIndefinite$197,941,130
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269212/18/2017D/AIndefinite$197,759,922
UBS FINANCIAL SERVICES INC.8174BlackRock Private Opportunities Fund IV, L.P.173786609/16/2019D/AIndefinite$197,733,883
UBS FINANCIAL SERVICES INC.8174A&Q Alternative Yield Fund LLC180099702/08/2022D/AIndefinite$197,200,003
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714904/15/2016D/AIndefinite$197,196,936
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund III - Property, LP165479204/25/2016D/AIndefinite$197,087,000
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha WM II LLC166396402/16/2021D/AIndefinite$196,865,444
UBS FINANCIAL SERVICES INC.8174III Fund Ltd.146972002/20/2015D/AIndefinite$196,850,379
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152906/13/2012D/AIndefinite$195,548,664

2,156 Results

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