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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,251-1,260 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund LP145800408/18/2014D/AIndefinite$208,230,000
UBS FINANCIAL SERVICES INC.8174UBS EQUITY OPPORTUNITY FUND II, L.L.C.115795712/02/2009D/AIndefinite$208,064,030
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922307/20/2020D/AIndefinite$207,969,928
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/19/2022D/AIndefinite$206,650,001
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/17/2021D/AIndefinite$206,150,001
UBS FINANCIAL SERVICES INC.8174TERRAPIN FUND OF FUNDS LP117782903/12/2010D/AIndefinite$205,911,263
UBS FINANCIAL SERVICES INC.8174UBS EQUITY OPPORTUNITY FUND II LLC115795703/11/2009D/AIndefinite$205,161,030
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Technology LLC128177111/28/2014D/AIndefinite$204,823,760
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/17/2016D/AIndefinite$204,719,557
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/16/2017D/AIndefinite$203,946,303

2,156 Results

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