Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | CORSAIR SELECT LP | 1456208 | 03/21/2022 | D/A | Indefinite | $211,908,157 |
| UBS FINANCIAL SERVICES INC. | 8174 | Legion Strategies, Ltd. | 1547953 | 04/11/2018 | D/A | Indefinite | $211,488,157 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS EQUITY OPPORTUNITY FUND II, L.L.C. | 1157957 | 12/02/2010 | D/A | Indefinite | $211,209,530 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth RJ Partners, LP | 1501156 | 10/26/2017 | D/A | Indefinite | $210,518,997 |
| UBS FINANCIAL SERVICES INC. | 8174 | Nineteen77 Global Multi-Strategy Alpha II Ltd | 1502315 | 06/01/2022 | D/A | Indefinite | $210,400,492 |
| UBS FINANCIAL SERVICES INC. | 8174 | Amber Global Opportunities Fund LP | 1458004 | 08/18/2015 | D/A | Indefinite | $210,037,353 |
| UBS FINANCIAL SERVICES INC. | 8174 | TERRAPIN FUND OF FUNDS LP | 1177829 | 06/30/2014 | D/A | Indefinite | $209,386,263 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL OFFSHORE LTD | 1357210 | 03/16/2018 | D/A | Indefinite | $209,294,560 |
| UBS FINANCIAL SERVICES INC. | 8174 | CORSAIR SELECT LP | 1456208 | 03/19/2020 | D/A | Indefinite | $209,079,249 |
| UBS FINANCIAL SERVICES INC. | 8174 | CORSAIR SELECT LP | 1456208 | 03/19/2021 | D/A | Indefinite | $209,079,249 |