Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 1,221-1,230 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922307/20/2021D/AIndefinite$214,893,928
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage, L.L.C.147163312/02/2010D/AIndefinite$214,002,000
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883403/09/2011D/AIndefinite$214,000,310
UBS FINANCIAL SERVICES INC.8174III Fund Ltd.146972002/22/2016D/AIndefinite$213,921,628
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/16/2020D/AIndefinite$213,744,810
UBS FINANCIAL SERVICES INC.8174Alkeon Growth PW Partners, LP150115709/25/2013D/AIndefinite$212,799,793
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/18/2019D/AIndefinite$212,697,060
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/21/2023D/AIndefinite$212,694,757
UBS FINANCIAL SERVICES INC.8174US Global Real Estate Funds Selection LP181020203/31/2022D/AIndefinite$212,660,000
UBS FINANCIAL SERVICES INC.8174Candlewood Constellation SPC Ltd.162071709/29/2016D/AIndefinite$212,155,000

2,156 Results

Display: