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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,211-1,220 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/17/2021D/AIndefinite$219,230,810
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners II, LP149617407/06/2012D/AIndefinite$218,901,286
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152908/09/2012D/AIndefinite$218,598,664
UBS FINANCIAL SERVICES INC.8174Manikay Offshore Fund, Ltd.145489201/17/2020D/AIndefinite$217,471,522
UBS FINANCIAL SERVICES INC.8174Candlewood Constellation SPC Ltd.162071709/29/2017D/AIndefinite$217,205,000
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422105/12/2022D/AIndefinite$216,783,334
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Equity Opportunity LLC115795711/27/2013D/AIndefinite$216,500,361
UBS FINANCIAL SERVICES INC.8174A&Q Equity Opportunity Fund LLC115795711/26/2014D/AIndefinite$216,500,361
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Equity Opportunity LLC115795712/01/2011D/AIndefinite$216,450,361
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Equity Opportunity LLC115795711/30/2012D/AIndefinite$216,450,361

2,156 Results

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