Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,191-1,200 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2019	D/A	Indefinite	$223,254,815
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2020	D/A	Indefinite	$223,254,815
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/09/2020	D/A	Indefinite	$223,177,207
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	03/23/2011	D/A	Indefinite	$223,012,817
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	01/04/2017	D/A	Indefinite	$222,990,483
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	11/15/2013	D/A	Indefinite	$222,678,178
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	04/14/2014	D/A	Indefinite	$222,678,178
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/11/2019	D/A	Indefinite	$222,677,208
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2018	D/A	Indefinite	$222,479,815
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	11/10/2022	D/A	Indefinite	$221,458,334