Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | IRONWOOD PARTNERS LP | 884031 | 03/16/2022 | D/A | Indefinite | $4,025,301,240 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Multi-Strategy Fund Corp | 931921 | 04/18/2019 | D/A | Indefinite | $3,987,179,057 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blackstone Secured Trust Ltd | 1494181 | 12/30/2021 | D/A | Indefinite | $3,976,933,728 |
| UBS FINANCIAL SERVICES INC. | 8174 | MacKay Municipal Credit Opportunities Fund LP | 1460023 | 05/16/2022 | D/A | Indefinite | $3,961,213,576 |
| UBS FINANCIAL SERVICES INC. | 8174 | Schonfeld Fundamental Equity Fund LLC | 1673825 | 05/09/2022 | D/A | Indefinite | $3,935,720,606 |
| UBS FINANCIAL SERVICES INC. | 8174 | 1992 Multi-Strategy Fund Corp | 931921 | 09/18/2018 | D/A | Indefinite | $3,916,397,769 |
| UBS FINANCIAL SERVICES INC. | 8174 | THIRD POINT ULTRA LTD | 1341762 | 09/14/2020 | D/A | Indefinite | $3,911,889,700 |
| UBS FINANCIAL SERVICES INC. | 8174 | 1992 Multi-Strategy Fund Corp | 931921 | 09/19/2017 | D/A | Indefinite | $3,911,366,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | HIGHBRIDGE CAPITAL CORP | 931921 | 06/14/2017 | D/A | Indefinite | $3,905,311,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | HIGHBRIDGE CAPITAL CORP | 931921 | 06/14/2016 | D/A | Indefinite | $3,888,311,366 |