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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,181-1,190 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Legion Strategies, Ltd.154795304/08/2022D/AIndefinite$228,177,207
UBS FINANCIAL SERVICES INC.8174Legion Strategies, Ltd.154795304/07/2023D/AIndefinite$228,177,207
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152909/13/2012D/AIndefinite$226,148,664
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/17/2022D/AIndefinite$225,755,545
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.139503904/16/2015D/AIndefinite$225,628,178
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/14/2015D/A$270,000,000$225,000,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/07/2016D/A$270,000,000$225,000,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/20/2017D/A$270,000,000$225,000,000
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422102/09/2023D/AIndefinite$224,821,497
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND III, L.L.C.155774710/09/2013D/AIndefinite$223,890,000

2,156 Results

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