Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,171-1,180 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	07/26/2017	D/A	Indefinite	$235,140,482
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	07/10/2017	D/A	Indefinite	$234,990,319
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.	1593943	10/14/2014	D/A	Indefinite	$234,439,800
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Property, LP	1654792	01/10/2017	D/A	Indefinite	$233,844,000
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	10/09/2012	D/A	Indefinite	$233,548,664
UBS FINANCIAL SERVICES INC.	8174	BELVEDERE CAPITAL FUND CO LLC	1035602	04/27/2023	D/A	Indefinite	$231,386,060
UBS FINANCIAL SERVICES INC.	8174	UBS WILLOW FUND, L.L.C.	1106258	12/02/2010	D/A	Indefinite	$230,306,851
UBS FINANCIAL SERVICES INC.	8174	UBS WILLOW FUND, L.L.C.	1106258	12/02/2009	D/A	Indefinite	$229,313,851
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/17/2023	D/A	Indefinite	$229,082,145
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/09/2021	D/A	Indefinite	$228,177,207