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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,161-1,170 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund LP145800408/18/2016D/AIndefinite$237,847,764
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund LP145800408/18/2017D/AIndefinite$237,847,764
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund LP145800408/17/2018D/AIndefinite$237,847,764
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage, L.L.C.147163311/30/2012D/AIndefinite$237,631,500
UBS FINANCIAL SERVICES INC.8174Halcyon Solutions Fund US LP167989007/25/2018D/AIndefinite$236,857,813
UBS FINANCIAL SERVICES INC.8174A&Q Technology Fund LLC128177111/19/2021D/AIndefinite$236,404,815
UBS FINANCIAL SERVICES INC.8174A&Q Technology Fund LLC128177111/18/2022D/AIndefinite$236,404,815
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha II Ltd150231506/01/2023D/AIndefinite$236,321,158
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage, L.L.C.147163312/02/2011D/AIndefinite$235,881,500
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund, Ltd.127883710/25/2019D/AIndefinite$235,352,313

2,156 Results

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