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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,151-1,160 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL LP117806303/16/2012D/AIndefinite$239,674,892
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883403/09/2012D/AIndefinite$238,701,375
UBS FINANCIAL SERVICES INC.8174Alkeon Growth PW Partners, LP150115703/05/2014D/AIndefinite$238,472,560
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.139503904/15/2016D/AIndefinite$238,378,178
UBS FINANCIAL SERVICES INC.8174Alkeon Growth RJ Partners, LP150115610/26/2018D/AIndefinite$238,369,247
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/14/2014D/AIndefinite$237,986,500
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/16/2015D/AIndefinite$237,986,500
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/15/2016D/AIndefinite$237,986,500
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/20/2017D/AIndefinite$237,986,500
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage, L.L.C.147163311/14/2013D/AIndefinite$237,936,500

2,156 Results

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