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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,131-1,140 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund LLC152151807/18/2018D/AIndefinite$257,401,651
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund LLC152151807/18/2017D/AIndefinite$257,301,651
UBS FINANCIAL SERVICES INC.8174UBS Millennium Fund II, L.L.C.151981006/12/2013D/AIndefinite$257,184,936
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.159394312/16/2014D/A$257,103,800$257,103,800
UBS FINANCIAL SERVICES INC.8174Cavendish Futures Fund LLC156262207/09/2019D/AIndefinite$255,296,719
UBS FINANCIAL SERVICES INC.8174Crestline Partners, L.P.106133503/07/2011D/AIndefinite$253,539,612
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND INTERNATIONAL LTD101442204/10/2019D/AIndefinite$252,463,679
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714904/19/2018D/AIndefinite$251,844,783
UBS FINANCIAL SERVICES INC.8174MacKay Municipal New York Opportunities Fund, LP168503009/25/2020D/AIndefinite$249,005,909
UBS FINANCIAL SERVICES INC.8174Cavendish Futures Fund LLC156262207/09/2018D/AIndefinite$248,683,419

2,156 Results

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