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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,101-1,110 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND II, L.L.C.151981004/16/2015D/AIndefinite$280,467,832
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152906/13/2013D/AIndefinite$278,001,264
UBS FINANCIAL SERVICES INC.8174Avenue Aviation Opportunities Fund III (Onshore), L.P.179416611/24/2021D/AIndefinite$277,364,000
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422105/11/2023D/AIndefinite$275,511,497
UBS FINANCIAL SERVICES INC.8174UBS Millennium Fund, L.L.C.151797204/13/2012D/AIndefinite$274,741,884
UBS FINANCIAL SERVICES INC.8174Rogge Capital Partners L P132185902/28/2011D/AIndefinite$273,682,076
UBS FINANCIAL SERVICES INC.8174NB Long/Short Fund L.P.121636603/16/2010D/AIndefinite$272,396,774
UBS FINANCIAL SERVICES INC.8174NB Long/Short Fund L.P.121636603/15/2011D/AIndefinite$272,396,774
UBS FINANCIAL SERVICES INC.8174JAM PARTNERS, L.P.94477405/10/2012D/AIndefinite$272,218,818
UBS FINANCIAL SERVICES INC.8174KKR North America Fund XIII Private Investors (Onshore A) L.P.189629702/08/2022D/AIndefinite$271,275,000

2,156 Results

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