Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,091-1,100 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	07/25/2018	D/A	Indefinite	$286,963,772
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/18/2022	D/A	Indefinite	$285,683,889
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/20/2019	D/A	Indefinite	$285,433,889
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/20/2020	D/A	Indefinite	$285,433,889
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/19/2021	D/A	Indefinite	$285,433,889
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Offshore Holdings IV, L.P.	1776674	04/07/2022	D/A	Indefinite	$284,206,000
UBS FINANCIAL SERVICES INC.	8174	iCapital-Blackstone SP IX US Access Fund, L.P.	1860204	10/06/2021	D/A	Indefinite	$284,100,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND II, L.L.C.	1519810	04/15/2016	D/A	Indefinite	$281,817,832
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Atlas Enhanced Fund, L.L.C.	1663522	05/22/2019	D/A	Indefinite	$281,046,953
UBS FINANCIAL SERVICES INC.	8174	AAA Energy Opportunities Fund LLC	1529004	11/21/2012	D/A	Indefinite	$280,539,333