Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 05/03/2016 | D/A | Indefinite | $293,519,967 |
| UBS FINANCIAL SERVICES INC. | 8174 | Crestline Offshore Fund, Ltd. | 1162585 | 06/25/2012 | D/A | Indefinite | $291,185,613 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD INTERNATIONAL PARTNERS LTD | 1305572 | 03/11/2013 | D/A | Indefinite | $290,685,800 |
| UBS FINANCIAL SERVICES INC. | 8174 | AlphaKeys Atlas Enhanced Fund, L.L.C. | 1663522 | 04/30/2020 | D/A | Indefinite | $289,531,953 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners, LP | 1278834 | 03/05/2013 | D/A | Indefinite | $289,453,998 |
| UBS FINANCIAL SERVICES INC. | 8174 | Crestline Offshore Fund, Ltd. | 1162585 | 03/07/2012 | D/A | Indefinite | $289,260,613 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS Millennium Fund, L.L.C. | 1517972 | 04/12/2013 | D/A | Indefinite | $289,241,884 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL LP | 1178063 | 03/15/2013 | D/A | Indefinite | $288,812,314 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 05/08/2015 | D/A | Indefinite | $288,434,966 |
| UBS FINANCIAL SERVICES INC. | 8174 | ALPHAKEYS MILLENNIUM FUND II, L.L.C. | 1519810 | 04/20/2017 | D/A | Indefinite | $287,817,832 |