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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,061-1,070 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Alkeon Growth PW Partners, LP150115710/30/2015D/AIndefinite$313,002,683
UBS FINANCIAL SERVICES INC.8174Old Kings Capital, L.P.147695601/15/2016D/AIndefinite$312,485,222
UBS FINANCIAL SERVICES INC.8174NEW YORK LIFE INSURANCE & ANNUITY CORP72713603/12/2018D/AIndefinite$311,998,282
UBS FINANCIAL SERVICES INC.8174Abbey Capital Multi Manager Fund Ltd139552006/26/2013D/AIndefinite$310,470,078
UBS FINANCIAL SERVICES INC.8174JAM PARTNERS, L.P.94477405/09/2014D/AIndefinite$306,051,810
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/17/2014D/AIndefinite$304,095,031
UBS FINANCIAL SERVICES INC.8174Carlyle Global Infrastructure Opportunity Fund Access, L.P.172792004/13/2018D/AIndefinite$303,530,000
UBS FINANCIAL SERVICES INC.8174Crestline Offshore Fund, Ltd.116258503/05/2010D/AIndefinite$303,049,658
UBS FINANCIAL SERVICES INC.8174Blackstone Strategic Alliance Offshore Fund II Ltd.149230101/12/2011D/AIndefinite$302,000,000
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489303/21/2016D/AIndefinite$300,473,712

2,156 Results

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