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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,021-1,030 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Cross Shore QP Partners, LP127690403/01/2013D/AIndefinite$346,524,470
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489303/19/2019D/AIndefinite$344,835,366
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489305/23/2019D/AIndefinite$344,835,366
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489305/22/2020D/AIndefinite$344,835,366
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489305/21/2021D/AIndefinite$344,835,366
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489305/20/2022D/AIndefinite$344,835,366
UBS FINANCIAL SERVICES INC.8174Manikay Offshore Fund, Ltd.145489207/15/2016D/AIndefinite$343,251,802
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Overseas Fund, Ltd.150962206/27/2014D/AIndefinite$342,234,719
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489303/19/2018D/AIndefinite$340,758,766
UBS FINANCIAL SERVICES INC.8174MacKay Municipal New York Opportunities Fund, LP168503009/26/2022D/AIndefinite$340,405,713

2,156 Results

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