Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners II, LP | 1496174 | 03/05/2014 | D/A | Indefinite | $364,066,766 |
| UBS FINANCIAL SERVICES INC. | 8174 | O'Connor Fund of Funds: Activist LLC | 1387101 | 05/03/2013 | D/A | Indefinite | $360,284,361 |
| UBS FINANCIAL SERVICES INC. | 8174 | A&Q ACTIVIST FUND LLC | 1387101 | 05/02/2014 | D/A | Indefinite | $360,284,361 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS Activist Partners, L.L.C. | 1387101 | 12/02/2010 | D/A | Indefinite | $358,653,361 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS Activist Partners, L.L.C. | 1387101 | 12/02/2009 | D/A | Indefinite | $357,578,361 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS Activist Partners LLC | 1387101 | 03/11/2009 | D/A | Indefinite | $357,278,361 |
| UBS FINANCIAL SERVICES INC. | 8174 | Edison Partners IX, LP | 1739049 | 11/08/2018 | D/A | $356,960,000 | $356,960,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | A&Q Alternative Yield Fund LLC | 1800997 | 02/08/2023 | D/A | Indefinite | $355,575,003 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS Paulson Advantage II, L.L.C. | 1476835 | 08/09/2012 | D/A | Indefinite | $355,161,800 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND LP | 1426894 | 10/31/2014 | D/A | Indefinite | $354,706,285 |