Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 71-80 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	10/28/2011	D/A	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	03/06/2012	D/A	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	03/06/2013	D/A	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	02/20/2014	D/A	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	02/20/2015	D/A	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	02/22/2016	D/A	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	02/22/2017	D/A	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	05/22/2015	D/A	Indefinite	$81,407,302
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	07/16/2015	D/A	Indefinite	$81,407,302
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	01/13/2014	D/A	Indefinite	$81,000,343

198 Results

<
1
...
6
7
8
9
10
...
20
>