Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	01/28/2021	D/A	Indefinite	$83,123,630
UBS FINANCIAL SERVICES INC.	8174	Sola I 2	1816118	06/29/2022	D/A	Indefinite	$82,959,548
UBS FINANCIAL SERVICES INC.	8174	Sola I 2	1816118	06/29/2023	D/A	Indefinite	$82,959,548
UBS FINANCIAL SERVICES INC.	8174	Sola I 2	1816118	06/30/2021	D/A	Indefinite	$82,869,548
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	07/18/2016	D/A	Indefinite	$82,359,081
UBS FINANCIAL SERVICES INC.	8174	KKR Global Impact Fund (iCapital), L.P.	1750849	08/22/2019	D/A	Indefinite	$82,340,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies LLC	1521518	07/12/2012	D/A	Indefinite	$82,115,929
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	05/06/2021	D/A	Indefinite	$82,030,740
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	08/06/2009	D	Indefinite	$81,640,201
UBS FINANCIAL SERVICES INC.	8174	III Global Ltd.	1469719	09/15/2010	D/A	Indefinite	$81,640,201

198 Results

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