Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 51-60 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2018	D/A	Indefinite	$88,211,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	03/08/2013	D/A	Indefinite	$87,700,000
UBS FINANCIAL SERVICES INC.	8174	LCM Partners Fund L.P.	1385344	02/02/2012	D/A	Indefinite	$85,564,980
UBS FINANCIAL SERVICES INC.	8174	BROOKFIELD GLOBAL LISTED INFRASTRUCTURE PARTNERS LP	1553972	03/23/2016	D/A	Indefinite	$85,058,048
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	01/11/2013	D/A	Indefinite	$84,981,296
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/20/2018	D/A	Indefinite	$84,854,112
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	01/19/2012	D/A	Indefinite	$84,412,891
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	09/09/2021	D/A	Indefinite	$84,298,740
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	09/06/2011	D/A	Indefinite	$83,862,586
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	08/12/2021	D/A	Indefinite	$83,610,740

198 Results

<
1
...
4
5
6
7
8
...
20
>